Investment Industry Regulatory Organization Of Canada Headquarters
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Investment Industry Regulatory Organization of Canada
- https://www.iiroc.ca/
- The Investment Industry Regulatory Organization of Canada is the pan‑Canadian self‑regulatory organization that oversees all investment dealers and trading activity on Canada’s debt and equity marketplaces. IIROC is committed to protecting investors, protecting market integrity, and building Canadians’ trust in financial regulation and the people managing their …
Investment Industry Regulatory Organization of Canada
- https://en.wikipedia.org/wiki/Investment_Industry_Regulatory_Organization_of_Canada
- none
Investment Industry Regulatory Organization
- https://www.crunchbase.com/organization/investment-industry-regulatory-organization
- Contact Email [email protected]. Phone Number +118774424322. The Investment Industry Regulatory Organization of Canada is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. IIROC sets high-quality regulatory and investment industry standards, protects investors and …
Investment Industry Regulatory Organization of Canada
- https://www.bcsc.bc.ca/industry/marketplaces-sros-clearing-agencies/self-regulatory-organizations/investment-industry-regulatory-organization-of-canada
- 23 rows
Investment Industry Regulatory Organization of Canada
- https://www.glassdoor.ca/Overview/Working-at-Investment-Industry-Regulatory-Organization-of-Canada-EI_IE775728.11,64.htm
- Claim your Free Employer Profile. Website: www.iiroc.ca. Headquarters: Toronto, Canada. Size: 201 to 500 Employees. Type: Company - Private. Industry: Investment & Asset Management.
Investment Industry Regulatory Organization of Canada
- https://www.nrd.ca/nrd/userguide/english/helpful_info/investment_dealers_association.htm
- 255-5th Avenue S.W. Suite 800, Bow Valley Square 3. Calgary, Alberta, Canada. T2P 3G6. Telephone: (403) 262-6393. Facsimile: (403) 234-0861. Email: [email protected]. Web site: https://www.iiroc.ca.
Andrew J. Kriegler | IIROC
- https://www.iiroc.ca/about-iiroc/executive-management-team/andrew-j-kriegler
- President and CEO. Andrew Kriegler has been President and Chief Executive Officer of the Investment Industry Regulatory Organization of Canada (IIROC) since late 2014. Before coming to IIROC, Andrew served as Deputy Superintendent of the Office of the Superintendent of Financial Institutions (OSFI) where he was responsible for the prudential supervision of Canada's …
Federal oversight bodies and other regulators - Canada.ca
- https://www.canada.ca/en/financial-consumer-agency/corporate/federal-oversight-bodies-regulators.html
- Provincial and territorial regulators. Every province and territory has one or more bodies to regulate financial institutions under provincial responsibility. These institutions include securities dealers, credit unions and caisses populaires, as well as other financial institutions that are registered or incorporated at the provincial level.
Self-regulatory organizations (SRO) | OSC
- https://www.osc.ca/en/industry/market-regulation/self-regulatory-organizations-sro
- A self-regulatory organization (SRO) is an entity that is organized for the purpose of regulating the operations and the standards of practice and business conduct of its members and their representatives with a view to promoting the protection of investors and the public interest. SROs: set regulatory and investment industry standards
Canadian Investor Protection Fund
- https://www.cipf.ca/
- CIPF provides limited protection for property held by a member firm on behalf of an eligible client, if the member firm becomes insolvent. Member firms are investment dealers that are members of IIROC (Investment Industry Regulatory Organization of Canada). These investment firms are also automatically members of CIPF.
Affiliations - Canadian Investor Protection Fund
- https://www.cipf.ca/about-us/affiliations
- IIROC is the national self-regulatory organization for firms that are registered as investment dealers in Canada. In addition, it oversees all trading activity on debt and equity marketplaces in Canada. IIROC carries out its regulatory responsibilities through setting and enforcing:
IIROC (Investment Industry Regulatory Organization of Canada) …
- https://ca.linkedin.com/jobs/view/office-services-specialist-and-receptionist-at-iiroc-investment-industry-regulatory-organization-of-canada-3072447636
- IIROC (Investment Industry Regulatory Organization of Canada) Calgary, Alberta, Canada 4 weeks ago Be among the first 25 applicants See who IIROC (Investment Industry Regulatory Organization of Canada) has hired for this role
Investment Industry Regulatory Organization of Canada
- https://relationshipscience.com/organization/investment-industry-regulatory-organization-of-canada-1015385
- Investment Industry Regulatory Organization of Canada Investment Industry Regulatory Organization of Canada Overview Date Founded 2014 Headquarters 5, Place Ville Marie,bureau1600,Montréal, QC H3B 2G2 Type of Company Private Industries Government Accounting & Financial Services Company Description
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